Understanding sanctions exposure is no longer limited to sanctions screening.
Organisations must increasingly understand direct and indirect sanctions exposure arising from customers, transactions, jurisdictions, ownership structures and business activities.
The ComplySphere Sanctions Exposure Assessment Framework – Lite Edition provides a practical and easy-to-implement methodology for assessing sanctions exposure without unnecessary complexity.
Built for organisations that require a structured starting point, the framework introduces sanctions risk assessment principles, exposure categorisation, escalation pathways and documentation requirements in a clear and accessible format.
What’s Included
✔ Sanctions Exposure Assessment Methodology
✔ Sanctions Exposure Questionnaire (SEQ)
✔ Direct vs Indirect Exposure Framework
✔ Sanctions Risk Appetite Guidance
✔ Exposure Classification Matrix
✔ Escalation & Approval Framework
✔ Compliance Documentation Templates
✔ Implementation Checklist
✔ Practical Compliance Guidance
Key Benefits
- Identify sanctions exposure consistently
- Improve governance and oversight
- Support onboarding and client reviews
- Establish clear escalation processes
- Strengthen sanctions risk management
Suitable For
- Compliance Officers
- AML Professionals
- Risk Managers
- SMEs
- Fintechs
- Corporate Compliance Teams
- Professional Services Firms
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